Faculty
- Huang-Yu Wang Huang-Yu Wang
- Jiunn-Rong Yeh Jiunn-Rong Yeh
- Tay-Sheng Wang Tay-Sheng Wang
- Ming-Chiang Lin Ming-Chiang Lin
- Chueh-An Yen Chueh-An Yen
- Tzu-Chiang Chen Tzu-Chiang Chen
- Ming-Jye Huang Ming-Jye Huang
- Tsung-Fu Chen Tsung-Fu Chen
- Wang-Ruu Tseng Wang-Ruu Tseng
- Huang-Chih Chiang Huang-Chih Chiang
- Shu-Huan Shyuu Shu-Huan Shyuu
- Chien-Liang Lee Chien-Liang Lee
- Yu-Hsiung Lin Yu-Hsiung Lin
- Jen-Guang Lin Jen-Guang Lin
- Kuan-Ling Shen Kuan-Ling Shen
- Wen-Chen Chang Wen-Chen Chang
- Chao-Ju Chen Chao-Ju Chen
- Hsin-Chun (Wallace) Wang Hsin-Chun (Wallace) Wang
- Ching-Ping Shao Ching-Ping Shao
- Ming-Hsin Lin Ming-Hsin Lin
- Shih-Tung Chuang Shih-Tung Chuang
- Chung-Jau Wu Chung-Jau Wu
- Nai-Yi Sun Nai-Yi Sun
- Ying-Hsin Tsai Ying-Hsin Tsai
- Yang-Yi Chou Yang-Yi Chou
- Ke-Chung Ko Ke-Chung Ko
- Wan-Ning Hsu Wan-Ning Hsu
- Sieh-Chuen Huang Sieh-Chuen Huang
- Chih-Jen Hsueh Chih-Jen Hsueh
- Heng-Da Hsu Heng-Da Hsu
- Yu-Wei Hsieh Yu-Wei Hsieh
- Su-Hua Lee Su-Hua Lee
- Neng-Chun Wang Neng-Chun Wang
- Wei-Yu Chen Wei-Yu Chen
- Yun-Ru Chen Yun-Ru Chen
- Hui-Chieh Su Hui-Chieh Su
- Yu-Hung Yen Yu-Hung Yen
- Yueh-Ping (Alex) Yang Yueh-Ping (Alex) Yang
- Kai-Ping Su Kai-Ping Su
- Christopher Chao-hung Chen Christopher Chao-hung Chen
- Chun-Yuan Lin Chun-Yuan Lin
- Hao-Yun Chen Hao-Yun Chen
- Yi-Wen Chang Yi-Wen Chang
- Yen-Jen Chen Yen-Jen Chen
- Patrick Chung-Chia Huang Patrick Chung-Chia Huang
- Mao-wei Lo Mao-wei Lo
Yueh-Ping (Alex) Yang
Introduction
Yueh-Ping (Alex) Yang is an associate professor at National Taiwan University Law School. He received his LL.B and LL.M at National Taiwan University in 2005 and 2010 respectively, and he also practiced law at Jones Day International Law Firm during that period. In 2011, sponsored by Taiwan’s Ministry of Education, he commenced his LL.M and S.J.D. studies at Harvard University Law School and received the S.J.D. degree in 2017. Currently, his research interests focuse mainly on financial regulation, corporate governance, and international economic laws, including FinTech, financial institution governance, financial consumer protection, capital markets, international finance, WTO laws, digital trade, law and economics, etc. He is currently the deputy director of the Center for Innovative Enterprise Law at the National Taiwan University and the director of the Asian Center for WTO & International Health Law and Policy at the National Taiwan University College of Law.
Beside academic studies, Yueh-Ping (Alex) Yang advised Taiwan's government agencies and institutions on various legal issues, including the Financial Supervisory Commission, the Ministry of the Digital Affairs, the Ministry of Economic Affairs, the Ministry of Justice, the Office of Trade Negotiations, the Anti-Money Laundering Office, Taiwan Stock Exchange, Taipei Stock Exchange, etc. He also serves as the director of Financial Ombudsman Institute in Taiwan. Internationally, he is the Co-Chair of the World Trade Organization's WTO Chair Programme (Phase III), the Co-Chair of the American Society of Comparative Law's Younger Comparativists Committee, the Executive Council member of the Society of International Economic Law, the member of the Asian WTO Research Network, and the member of the International Monetary Law Committee of the International Law Association, etc. He also serves as the editorial committee member of the Journal of World Investment & Trade, Asian Journal of WTO & International Health Law and Policy, Contemporary Asia Arbitration Journal, and National Taiwan University Law Review.
Journal Papers
| Title | Date | Pages |
|---|---|---|
| ESG Regulations in Corporate Governance and the Corporate Purpose Debate: Utilizing the 2023 G-20/OECD Corporate Governance Principles as a Reference, 7(1) Taiwan Financial and Economic Law Review (Chinese) | 2025 | 275-324 |
| Corporate Fight Disputes and Arbitration's Dispute Resolution Function: Focusing on the Arbitration Clause in Charters, 119 Arbitration Quarterly | 2024 | 2-24 |
| Disciplining CBDCs: Achieving the Balance between the Privacy Protection and Central Bank Independence, 43(3) Northwestern Journal of International Law and Business (co-authored with Cheng-Yun Tsang and Ping-Kuei Chen, correspondence author) | 2023 | 235-289 |
| The Financial Regulation of Interested Transactions under Taiwan’s Banking Act, 52(4) National Taiwan University Law Journal (Chinese) | 2023 | 1647-1734 |
| The Law and Economics Perspective of Financial Consumer Protection Laws and Regulations: Focusing on the Application of Behavioral Economics, 339 Taiwan Law Review (Chinese) | 2023 | 19-41 |
| The Comparative Development of Crypto-Asset Regulation and the Proposal on the Regulatory Structure for Taiwan, 335 Taiwan Law Review (Chinese) | 2023 | 39-63 |
| An Empirical Study on Corporate Governance and Management Diversity: Focusing on Female Participation in the Management of Taiwan’s Banks, 5(1) Taiwan Financial and Economic Law Review (Chinese) | 2023 | 303-340 |
| When Jurisdiction Rules Meet Blockchain: Can the Old Bottle Contain the New Wine?, 6(1) Stanford Journal of Blockchain Law & Policy | 2023 | 137-155 |
| The Crowd's Wisdom in Smart Contract Dispute Resolution: Is Crowdsourced Dispute Resolution Arbitration?, 15(2) Contemporary Asia Arbitration Journal | 2022 | 175-203 |
| The Regulatory Perimeter for Crypto-Asset Anti-Money Laundering Regulations and International Standards: Comments on Taiwan's 'Regulations Governing Anti-Money Laundering and Countering the Financing of Terrorism for Enterprises Handling Virtual Currency Platform or Transaction, 9 Legal Aid and Society Review (Chinese) | 2022 | 93-140 |
| Prepayment Business and the Financial Regulatory Perimeter for Taiwan’s Money Transmission Laws, 324 Taiwan Law Review (Chinese) | 2022 | 162-180 |
| Development in the Law in 2020: Corporate Laws and Securities Exchange Laws, 50(S) National Taiwan University Law Review (Chinese) | 2021 | 1573-1605 |
| The Financial Regulation of Decentralized Finance and Smart Contracts, 316 Taiwan Law Review (Chinese) | 2021 | 53-72 |
| The Rule-making Function of Commercial Courts on Commercial Laws: No. 770 Interpretation, Bills of Business Merger and Acquisition Act, and the Appraisal Price Ruling of Commercial Court, 310 Taiwan Law Review (Chinese) | 2021 | 97-116 |
| Reflection on the Reform Direction of Taiwan’s Listing Rules Based on the Recent Development of Direct Listings in the United States, 3(1) Taiwan Financial and Economic Law Review (Chinese) | 2021 | 191-234 |
| The Challenges to Financial Regulation in the FinTech Era: Envisaging the Regulatory Structure for Crypto-Asset Trading Platforms, 49(S) National Taiwan University Law Journal (Chinese) | 2020 | 1309-1396 |
| The Prudential Regulation of the Financial Systemic Risks of Taiwan’s Shadow Banks: Strengthening the Lender of Last Resort Regime of Central Banks, 27 Academia Sinica Law Journal (Chinese) | 2020 | 141-230 |
| The Legal Characterization of Crypto Asset: Focusing on Private Laws and Financial Laws (Chinese) | 2020 | 43-63 |
| Design the Clearing Laws for Securities Tokens: Focusing on the Central Deposit Requirements for Uncertificated Securities, 59 Property and Economic Law Journal (Chinese) | 2020 | 43-79 |
| Should The Proud Dragon Repent? A Relative Theory for China’s State Capitalist Banking Sector Based on East Asia's Experience, 43(2) Hastings International and Comparative Law Review | 2020 | 259-318 |
| Comments on the Latest Reform of Law on Mergers and Acquisitions between Financial Institutions by the Financial Supervisory Commission: On the Choice of Financial Regulatory Models (Chinese) | 2020 | 113-133 |
| The Corporate Governance of Public Companies, Institutional Investors, and Shareholder Activism, 2(1) Taiwan Financial and Economic Law Review (Chinese) | 2020 | 385-430 |
| The Challenges to Securities Regulatory Thinking in the Blockchain Era: Comments on the Latest Regulatory Guidelines for Securities Token Offerings Issued by Taiwan’s Financial Supervisory Commission, 48(S) National Taiwan University Law Journal (Chinese) | 2019 | 1279-1374 |
| The Direction for Reforming the Corporate Governance of Financial Institutions: Focusing on Independent Directors and Nominating Committees, 48(2) National Taiwan University Law Journal (Chinese) | 2019 | 683-750 |
| Government Ownership of Banks: A Curse or a Blessing for the United States?,10(3) William & Mary Business Law Review | 2019 | 667-735 |
| The Cloud for Dragons and the Wind for Tigers: Bank Governance Reform in China and an Executive-Based Proposal, 24(2) Stanford Journal of Law, Business and Finance | 2019 | 47-102 |
| Crouching Tigers and Hidden Dragons on the Great Wall Street: Decoding the Corporate Governance of Chinese Commercial Banks, 28(1) Washington International Law Journal | 2019 | 1-63 |
| The New Company Act and the Past and Future of Corporate Social Responsibility: The Legislative Structure and Court Practices of Taiwan’s Corporate Social Responsibility Theory, 18(1) Chung Cheng Financial and Economic Law Review (Chinese) | 2019 | 43-92 |
| RegTech and the New Era of Financial Regulators: Envisaging More Public-Private-Partnership Models of Financial Regulators, 21(2) University of Pennsylvania Journal of Business Law (co-authored with Cheng-Yun Tsang, first author) | 2018 | 354-404 |
| Government Ownership after the Partial Privatization of State-Owned Enterprises: The Corporate Governance Role of Government Shareholders in Privatized Enterprises, 51 Property and Economic Law Review | 2018 | 113-64 |
| The Evolving Prudential Exceptions in Regional Trade Agreements, 13(2) Asian Journal of WTO & International Health Law and Policy | 2018 | 395-441 |
| State Capitalism, State-Owned Banks, and WTO's Subsidy Regime: Proposing an Institution Theory, 54(2) Stanford Journal of International Law (co-authored with Pin-Hsien Lee, first author) | 2018 | 117-158 |
| Haste Makes Waste: WTO, Pilot Free Trade Zones and Financial Experiments, 34(4) Wisconsin International Law Journal | 2017 | 854-913 |
| Is Moderation the Highest Virtue? A Comparative Study of a Middle Way of Control Transaction Regimes, 41(2) Delaware Journal of Corporate Law (co-authored with Pin-Hsien Lee, first author) | 2017 | 393-460 |
| Opening the Door for Arbitration: Visiting the Arbitral Proceedings of a BOT Dispute in Taiwan When Faced with Preliminary Issues of Administrative Dispositions Disputes, 3(1) Contemporary Asia Arbitration Journal | 2010 | 123-163 |
| Taiwan, 622 The Annals of the American Academy of Political and Social Science (co-authored with Kuan-Ling Shen) | 2009 | 301-309 |
| Both a Moral Virtue and a Legal Duty: Revisiting the Duty of Collaboration Rule in WTO Dispute Settlement System, 1(2) Contemporary Asia Arbitration Journal | 2008 | 357-406 |
Papers in Collections
| Title | Date | Pages |
|---|---|---|
| Financial Regulation and Financial Technology, in Review of Researches and Social Impact in Laws (2001~2020) (I) (Chen-Jung Chan et al., eds.) | 2024 | 664-687 |
| From AI's Legal Personhood to AI's Legal Entity: An Law and Economics Perspective on Asset Partitioning, in AI's Legal Foundations: Constructive Laws on Disruptive Innovation (Chien-Liang Lee ed.) (Chinese) | 2024 | 287-330 |
| Ensuring the Board's Independence in Controlled Companies: An Enhanced Nominating Committee Proposal, in Current Legal Issues in American and Taiwanese Law (Laurent Mayali & Kuan-Ling Shen eds.) | 2023 | 429-460 |
| Trust in a Trustless World: Crypto-Asset Custodians, Trusts and Trust Regulation in Taiwan, in Asia-Pacific Trust Laws, Volume 2: Adaptation in Context (Ying Khai Liew & Ying-Chieh Wu eds.) | 2022 | 111-128 |
| Data Protection in the Big Data Era: The Broken Informed Consent Regime and the Way Forward, in Data Governance in AI, FinTech and LegalTech: Law and Regulation in the Financial Sector (Joseph Lee & Aline Darbellay eds.) | 2022 | 58-77 |
| Taiwan’s Trusts Law and Name-Borrowing Arrangements, in Asia-Pacific Trust Law: Theory and Practice in Context (Ying Khai Liew & Matthew Harding eds.) (co-authored with Wen-Yeu Wang) | 2021 | 251-270 |
| The Financial Application and Regulations of Artificial Intelligence, in Artificial Intelligence and Legal Challenges (Li-Ching Chang ed.) (Chinese) | 2021 | 512-528 |
| Securities Regulation and the Development of Institutional Investors: Focusing on the Regulation of Private Funds, in The Trend of Financial and Economic Law in the 21st Century: A Liber Amicorum in Honour of Professor Kuo-Chuan Lin (Chinese) | 2020 | 337-358 |
| Envisaging an East Asian Model of Corporate Governance: A Developmental State Perspective, in Legal Thoughts Between the East and the West in the Multilevel Legal Order: A Liber Amicorum in Honour of Professor Herbert Han-Pao Ma (Chang-Fa Lo et al. eds.) | 2016 | 445-474 |
| Reflection on the Prior Negotiation Exemption of Health-related Compulsory License under WTO: Started from Taiwan Tamiflu Compulsory License, in Scientific Evidence in International and European Law: Proceedings of the First Young Researchers Workshop on Science and Law (Maria Chiara Malaguti & Claudio Dordi eds.) | 2011 | 162-182 |
Projects
| Category | Topics | Dates | Title |
|---|---|---|---|
| National Taiwan University | The Financial Consumer Protection of Emerging FinTech Services: Proposing a Light-Touch Approach for Regulating FinTech | 2024/01/01-2026/12/31 | Principal Investigator |
| National Science and Technology Council | Rethinking the Financial Holdings Regulation in Taiwan: Oriented Toward a Financial Group Regulation Insight | 2023/08/01-2026/07/31 | Principal Investigator |
| World Trade Organization | WTO Chairs Programme (WCP) PHASE III | 2022/01/01-2025/12/31 | Co-Chair Holder |
| National Science and Technology Council | The Humanity Issues and Legal Reflections in the Digital Society of AI Era | 2022/08/01-2025/07/31 | Co-Principal Investigator |
| Taipei Stock Exchange Corporation | A Study on Implementing the Travel Rules in Taiwan's Virtual Asset Service Providers | 2024/08/01-2025/03/31 | Co-Principal Investigator |
| Taiwan Depository & Clearing Corporation | The Feasibility for Amending "Financial Technology Development and Innovative Experimentation Act" | 2023/11/01-2024/07/31 | Co-Principal Investigator |
| Ministry of Science and Technology | Digital Intelligent Courts, Legal Technology, and Access to Justice | 2021/08/01-2024/07/31 | Co-Principal Investigator |
| Central Deposit Insurance Corporation | The Study of the Resolution Mechanism and Cases of Insolvent Financial Institutions with and without Systemic Risks | 2023/07/01-2024/06/30 | Principal Investigator |
| Ministry of Science and Technology | Reshaping the Financial Regulatory Perimeter in the FinTech Era | 2021/08/01-2023/07/31 | Principal Investigator |
| National Taiwan University | Securities Regulations in the Era of Blockchain: Focusing on the Regulation of Crypto Asset | 2020/01/01-2022/12/31 | Principal Investigator |
| Ministry of Justice | Taiwan’s Legal Responses to Online Arbitration Mechanisms and Cross-Border Investment Arbitration | 2022/06/01-2022/12/28 | Co-Principal Investigator |
| Institute for Information Industry | A Study on Solutions for Green Finance and Legal Adaptations in Practice | 2022/06/09-2022/12/16 | Principal Investigator |
| Ministry of Justice | The Study on Purpose Trust Issues | 2021/05/01-2021/11/30 | Co-Principal Investigator |
| Ministry of Science and Technology | Revisiting Taiwan’s Policy of Separation between Industry and Finance: Focusing on the Laws on Related-Party Credits | 2019/08/01-2021/07/31 | Principal Investigator |
| Taipei Foreign Exchange Market Development Foundation | The Comparative Advantages of and Regulatory Recommendations for Taiwan’s Current Financial Holding Company Regime versus European Universal Bank Regime | 2020/09/01-2021/06/30 | Principal Investigator |
| Taiwan Depository & Clearing Corporation | The Status Quo and Comparative Regulation of Securities Token Offerings | 2020/02/21-2020/10/31 | Principal Investigator |
| Ministry of Science and Technology | Financial Regulations of the Systemic Risks of Shadow Banks | 2018/05/01-2019/04/30 | Principal Investigator |
楊岳平 副教授
教師簡介
楊岳平教授於2017年取得哈佛大學法學博士學位,取得學位以前曾於眾達國際法律事務所執業,其後於國立臺灣大學法律學院任教至今。目前研究興趣主要在金融監理、公司治理及國際經濟法,包括金融科技、金融機構治理、金融消費者保護、資本市場、國際金融、國際經貿法、法律經濟分析等。楊岳平教授目前亦為國立臺灣大學企業法制創新研究中心副主任、國立臺灣大學法律學院亞洲WTO暨國際衛生法與政策研究中心主任,此外亦為財團法人金融消費評議中心董事、數位發展部數位產業署第三方支付能量登錄制度審查委員、金融監督管理委員會金融行動創新法規調適平台科技創新法規檢視工作小組學者委員、臺灣證券交易所股份有限公司機構投資人盡職治理諮詢委員等。
期刊論文
| 期刊論文名稱 | 出版日期 | 論文頁數 |
|---|---|---|
| 金融科技時代與金融併購之監理──由金入產規範之重省,月旦法學雜誌,第369期 | 2026 | 15-34 |
| 突破金融資料共享法規藩籬朝市場自治邁進,財金資訊季刊,第112期 | 2025 | 44-49 |
| 公司治理ESG法制與公司目的論辯──以2023年G20/OECD公司治理原則為參考,臺灣財經法學論叢,第7卷第1期 | 2025 | 275-324 |
| 公司經營權紛爭與仲裁之紛爭解決機能──以章程仲裁條款為中心,仲裁季刊,第119期 | 2024 | 2-24 |
| 比特幣ETF與虛擬資產投資基金法制,新學林法學,第2期 | 2024 | 197-201 |
| CPTPP的金融服務規範與我國的機遇,產業雜誌,第649期 | 2024 | 18-25 |
| 商業事件定暫時狀態處分與商業法院之定分止爭機能,台灣法律人,第33期 | 2024 | 73-89 |
| 論銀行法規範關係人交易之金融監理,國立臺灣大學法學論叢,第52卷第4期 | 2023 | 1647-1734 |
| Disciplining CBDCs: Achieving the Balance between Privacy Protection and Central Bank Independence, 43(3) Northwestern Journal of International Law & Business (co-authored with Cheng-Yun Tsang and Ping-Kuei Chen, corresponding author) | 2023 | 235-289 |
| 金融消費者保護法制與監理的法律經濟分析觀點──以行為經濟學的應用為中心,月旦法學雜誌,第339期 | 2023 | 19-41 |
| 虛擬通貨與銀行法之「款項」或「資金」──評最高法院110年度台上字第3277號刑事判決,裁判時報,第130期 | 2023 | 46-55 |
| 虛擬通貨監管的比較法發展與我國監管架構芻議,月旦法學雜誌,第335期 | 2023 | 39-63 |
| When Jurisdiction Rules Meet Blockchain: Can the Old Bottle Contain the New Wine?, 6(1) Stanford Journal of Blockchain Law & Policy | 2023 | 137-155 |
| 公司治理與經營階層組成多元性的實證研究──以女性參與經營我國銀行業為例,臺灣財經法學論叢,第5卷第1期 | 2023 | 303-340 |
| 經營權協議與表決權拘束契約──評最高法院109年度台上字第2482號民事判決,月旦實務選評,第2卷第12期 | 2022 | 127-134 |
| The Crowd's Wisdom in Smart Contract Dispute Resolution: Is Crowdsourced Dispute Resolution Arbitration?, 15(2) Contemporary Asia Arbitration Journal | 2022 | 175-203 |
| 金融科技時代下金融資料共享法制之發展與限制──評「金融機構間資料共享指引」,臺灣法律人,第17期 | 2022 | 99-114 |
| 元宇宙下非同質化代幣(NFT)與證券性質虛擬通貨(STO)的距離,月旦法學教室,第240期 | 2022 | 37-42 |
| 虛擬通貨的洗錢防制監管疆域與國際標準──評我國「虛擬通貨平台及交易業務事業防制洗錢及打擊資恐辦法」,法律扶助與社會,第9期 | 2022 | 93-140 |
| 預存款項業務與我國匯兌儲值法制的金融監理疆域──評臺灣高等法院106年度金上重訴字第24號刑事判決數字科技案與新電子支付機構管理條例,月旦法學雜誌,第324期 | 2022 | 162-180 |
| 金融科技之發展與問責──論去中心化與智能化金融下的責任法制,台灣法律人,第10期 | 2022 | 113-127 |
| 新興金融科技遭濫用於犯罪之研究,刑事政策與犯罪防治研究,第30期(與林繼恆、李鎧如合著) | 2021 | 141-202 |
| 2020年公司法與證券交易法發展回顧,臺大法學論叢,第50卷特刊 | 2021 | 1573-1605 |
| 重省我國法下資料的基本法律議題──以資料的法律定性為中心,歐亞研究,第17期 | 2021 | 31-40 |
| 論非同質化代幣的基本法律關係與消費者保護,台灣法律人,第3期 | 2021 | 48-62 |
| 論去中心化金融與智慧合約的金融監理──以去中心化借貸為中心,月旦法學雜誌,第316期 | 2021 | 53-72 |
| 由投資軟體銷售之違法經營投資顧問罪論金融科技時代下法院的角色,裁判時報,第107期 | 2021 | 48-57 |
| 論商業法院的商事法制再造功能──釋字第770號解釋、企業併購法修正草案及商業法院的股份收買價格裁定,月旦法學雜誌,第310期 | 2021 | 97-116 |
| 由美國直接上市制度近期之發展省思我國上市制度之變革方向,臺灣財經法學雜誌,第3卷第1期 | 2021 | 191-234 |
| 金融科技時代下的金融監管挑戰──論虛擬通貨交易平台的監管架構,國立臺灣大學法學論叢,第49卷特刊 | 2020 | 1309-1396 |
| 論我國影子銀行的金融系統性風險審慎監管──以強化中央銀行最後貸款人機制為中心,中研院法學期刊,第27期 | 2020 | 141-230 |
| 論虛擬通貨之法律定性──以民事法與金融法為中心,月旦法學雜誌,第301期 | 2020 | 43-63 |
| 論股東協議自由與其限制───以美國模範商業公司法為比較研究對象,臺灣法學雜誌,第392期 | 2020 | 67-78 |
| Should The Proud Dragon Repent? A Relative Theory for China's State Capitalist Banking Sector Based on East Asia's Experience, 43(2) Hastings International and Comparative Law Review | 2020 | 259-318 |
| 建構證券型虛擬通貨的交割法制──以無實體證券的集中保管要求為中心,財產法暨經濟法,第59期 | 2020 | 43-79 |
| 演算法時代下的投資顧問監理議題──以理財機器人監理為例,月旦民商法雜誌,第67期 | 2020 | 28-50 |
| 評金管會最新金融整併法制之改革──兼論金融監理模式的選擇,月旦法學雜誌,第298期 | 2020 | 113-133 |
| 公開發行公司之公司治理、機構投資人與股東行動主義,臺灣財經法學論叢,第2卷第1期 | 2020 | 385-430 |
| 區塊鏈時代下的證券監管思維挑戰──評金管會最新證券型虛擬通貨監管方案,國立臺灣大學法學論叢,第48卷特刊 | 2019 | 1279-1374 |
| 論違法收受存款罪的目的性限縮──評最高法院106年度台上字第3713號判決,裁判時報,第90期 | 2019 | 46-53 |
| 論金融控股公司治理的改革方向──以獨立董事與提名委員會為中心,國立臺灣大學法學論叢,第48卷第2期 | 2019 | 683-750 |
| Government Ownership of Banks: A Curse or a Blessing for the United States?, 10(3) William & Mary Business Law Review | 2019 | 667-735 |
| The Cloud for Dragons and the Wind for Tigers: Bank Governance Reform in China and an Executive-Based Proposal, 24(2) Stanford Journal of Law, Business and Finance | 2019 | 47-102 |
| Crouching Tigers and Hidden Dragons on the Great Wall Street: Decoding the Corporate Governance of Chinese Commercial Banks, 28(1) Washington International Law Journal | 2019 | 1-63 |
| 財經法與公法的交錯與對話──司法院釋字第770號解釋開啟的契機,裁判時報,第80期(與李劍非合著,第一作者) | 2019 | 73-94 |
| 新公司法與企業社會責任的過去與未來──我國法下企業社會責任理論的立法架構與法院實務,中正財經法學,第18卷第1期 | 2019 | 43-92 |
| RegTech and the New Era of Financial Regulators: Envisaging More Public-Private-Partnership Models of Financial Regulators, 21(2) University of Pennsylvania Journal of Business Law (co-authored with Cheng-Yun Tsang, first author) | 2018 | 354-404 |
| 首次代幣發行與證券監理法制──以臺灣證券交易法下「證券」的定義為中心,月旦財經法雜誌,第43期 | 2018 | 135-164 |
| 評析公司法修正對股東行動主義的影響,裁判時報,第76期 | 2018 | 63-71 |
| The Evolving Prudential Exceptions in Regional Trade Agreements, 13(2) Asian Journal of WTO & International Health Law and Policy | 2018 | 395-441 |
| State Capitalism, State-Owned Banks, and WTO's Subsidy Regime: Proposing an Institution Theory, 54(2) Stanford Journal of International Law (co-authored with Pin-Hsien Lee, first author) | 2018 | 117-158 |
| 公營事業部分民營化後公股股權之管理──論政府股東於民營化事業的公司治理角色,財產法暨經濟法,第51期 | 2018 | 113-164 |
| Haste Makes Waste: WTO, Pilot Free Trade Zones and Financial Experiments, 34(4) Wisconsin International Law Journal | 2017 | 854-913 |
| Is Moderation the Highest Virtue? A Comparative Study of a Middle Way of Control Transaction Regimes, 41(2) Delaware Journal of Corporate Law (co-authored with Pin-Hsien Lee, first author) | 2017 | 393-460 |
| 重省企業併購時商定留用權之規範─兼評台灣勞動基準法最新修正草案,月旦民商法雜誌,第32期 | 2011 | 107-134 |
| Opening the Door for Arbitration: Visiting the Arbitral Proceedings of a BOT Dispute in Taiwan When Faced with Preliminary Issues of Administrative Dispositions Disputes, 3(1) Contemporary Asia Arbitration Journal | 2010 | 123-163 |
| Taiwa,622 The Annals of the American Academy of Political and Social Science (co-authored with Kuan-Ling Shen) | 2009 | 301-309 |
| Both a Moral Virtue and a Legal Duty: Revisiting the Duty of Collaboration Rule in WTO Dispute Settlement System, 1(2) Contemporary Asia Arbitration Journal | 2008 | 357-406 |
研討會論文
| 研討會論文名稱 | 出版日期 | 論文頁數 |
|---|---|---|
| Organising REITs in Asia, Asia-Pacific Trusts Law Symposium, National Taiwan University College of Law (co-authored with Kelvin Low, Lou Jianbo, and Mutsushiko Yukioka) | 2025/12 | 22 |
| 人工智慧歧視與可解釋人工智慧──以人工智慧金融信貸為例,中華民國憲法學會民國114年度學術研討會,中華民國憲法學會 | 2025/12 | 20 |
| Reinterpreting WTO Laws to Institutionalize Resilient Trade, EJIL-JIEL Symposium: Great Power Competition: What Difference Does It Make to International Law | 2025/05 | 26 |
| Smart Contract Laws in Taiwan: Constant in a Changing World, Asia-Pacific Contracts Law: The Digital World in Context, The University of Hong Kong | 2025/01 | 18 |
| 金融集團與金融控股公司的有序清理法制設計,2024年債務清理法制論壇學術研討會,債務清理法研究會 | 2024/12 | 15 |
| 論證據開示之於商業法制發展的重要性──兼論我國商業事件審理與電子證據開示的距離,司法數位化與正當程序研討會,中華民國國科會「數位智能法院、法律科技與接近正義」研討會 | 2024/04 | 13 |
| The Emerging Model for Harmonizing Cross-Border Data Transfer Laws: From the APEC's to the Global CBPR Framework, International Conference on the Governance of Digital Trade: Crossroads of Divergent Approaches, Foreign Trade University (Vietnam) | 2023/12 | 26 |
| 新解我國虛擬通貨交易人保護法制──期貨交易法的觀點,2022第五屆人工智慧與法律國際學術研討會,財團法人人工智慧法律國際研究基金會 | 2022/11 | 20 |
| 我國開放銀行法制與金融消費者資料自主權的發展方向芻議──法律經濟分析的觀點,「我國法律經濟分析之回顧與前瞻」研討會,中央研究院法律學研究所、台灣法理學會 | 2022/04 | 25 |
| 金融機構公司治理與金融科技發展──以金金分離為例,公司治理與金融科技學術研討會,輔仁大學法律學院。 | 2021/08 | 24 |
| Private Liability Laws and Emerging Technology: Toward a Distributed and Automated Liability Regime, Asia-Pacific Private Law Conference, Hong Kong University Law School | 2021/05 | 25 |
| The Homogeneity and Heterogeneity of Crypto-Asset Exchanges: A Comparative Lens, American Society of Comparative Law Younger Comparativists Committee 5th Workshop on Comparative Business and Financial Law, University of Akron Law School | 2020/02 | 26 |
| Tackle AI Liability Through Legal Personhood: A Law and Economics Perspective (co-authored with Mengyi Wang, first author), Machine Lawyering: Digitally Reconceiving Contracting, Regulation and Property, Hong Kong Chinese University Law School | 2020/01 | 26 |
| Does the Proud Dragon Need to Repent? A Survey of the Chinese Party-State's Performance in China's Banking Sector, Conference on Empirical Legal Studies, Cornell Law School | 2017/10 | 34 |
教師計畫
| 計畫類別 | 計劃名稱 | 起始日期 | 結束日期 | 職稱 |
|---|---|---|---|---|
| 國立臺灣大學高等教育深耕計畫 | 金融科技新興服務的金融消費者保護法制──金融科技輕監管的芻議 | 2024/01/01 | 2026/12/31 | 主持人 |
| 國科會專題研究計畫 | 重省我國金融控股公司監理之法制──以金融集團監理思維為導向 | 2023/08/01 | 2026/07/31 | 主持人 |
| World Trade Organization | WTO Chairs Programme (WCP) Phase III | 2022/01/01 | 2025/12/31 | 共同主持人 |
| 財團法人工業技術研究院 | 綠色金融研究 | 2025/04/01 | 2025/11/30 | 主持人 |
| 國科會專題研究計畫 | AI時代下數位社會的人文課題與法治反思 | 2022/08/01 | 2025/07/31 | 共同主持人 |
| 財團法人中華民國櫃檯買賣中心 | 我國虛擬資產及交易業務事業實施轉帳規則之研究 | 2024/08/01 | 2025/03/31 | 共同主持人 |
| 財團法人中華民國櫃檯買賣中心 | 對虛擬資產平台及交易業務事業制定專法之探討 | 2024/02/01 | 2024/10/31 | 主持人 |
| 臺灣集中保管結算所股份有限公司 | 「金融科技發展與創新實驗條例」修法可行性 | 2023/11/01 | 2024/07/31 | 共同主持人 |
| 國科會人文及社會科學研究卓越計畫 | 數位智能法院、法律科技與接近正義 | 2021/08/01 | 2024/07/31 | 共同主持人 |
| 中央存款保險公司 | 系統性與非系統性風險下問題金融機構退場處理機制與案例研究 | 2023/07/01 | 2024/06/30 | 主持人 |
| 國科會新秀學者研究計畫 | 重塑金融科技時代下的金融監理疆域 | 2021/08/01 | 2023/07/31 | 主持人 |
| 國立臺灣大學高等教育深耕計畫 | 區塊鏈時代下的證券監管法制:以虛擬通貨監管為中心 | 2020/01/01 | 2022/12/31 | 主持人 |
| 法務部 | 線上仲裁機制及跨境投資仲裁於我國之法制因應 | 2022/05/28 | 2022/12/28 | 協同主持人 |
| 財團法人資訊工業策進會 | 綠色金融解決方案與實務推動法規調適研究 | 2022/06/09 | 2022/12/16 | 主持人 |
| 法務部 | 特定目的信託相關問題研究 | 2021/05/01 | 2021/12/31 | 協同主持人 |
| 司法官學院 | 新興金融科技遭濫用於犯罪之研究 | 2021/01/01 | 2021/12/31 | 協同主持人 |
| 科技部新進人員研究計畫 | 我國產金分離政策之檢討──以關係人授信法制為核心 | 2019/08/01 | 2021/07/31 | 主持人 |
| 財團法人臺北外匯市場發展基金會 | 我國現行美系金融控股(Financial Holding Company)與歐系全能銀行(Universal Bank)的制度與優勢比較及監理建議 | 2020/09/01 | 2021/06/30 | 主持人 |
| 臺灣集中保管結算所股份有限公司 | 證券型代幣發行(STO)現況及各國監理情形 | 2020/02/21 | 2020/10/31 | 主持人 |
| 科技部新進人員研究計畫 | 影子銀行系統性風險之金融監理法制研究 | 2018/05/01 | 2019/04/30 | 主持人 |
專書論文
| 專書論文名稱 | 出版日期 | 論文頁數 |
|---|---|---|
| 金融科技之發展與問責──論去中心化與智能化金融下的責任法制,收錄於:李建良主編,數位社會的智慧治理 | 2026 | 482-512 |
| Taiwan, in Control and Ownership of Digital Assets: A Comparative Law Survey (Linda Jeng et al., eds.) (co-authored with Meng-Shiang Lin) | 2026 | 177-195 |
| 韌性貿易與WTO例外規範──以我國離岸風電案為例,收錄於:楊光華主編,第25屆國際經貿法學發展學術研討會 | 2025 | 115-165 |
| Trusts and Fund Structures in Taiwan: Laws and the Boundaries of Trusts, in Asia-Pacific Trust Law, Volume 3: Boundaries in Context (Ying Khai Liew & Masayuki Tamaruya eds.) | 2025 | 233-250 |
| 智慧合約爭端解決中的群眾智慧──群眾委外式爭端解決機制是否為仲裁?收錄於:沈冠伶主編,司法數位化與接近正義 | 2025 | 239-272 |
| 論去中心化金融與智慧合約的金融監理──以去中心化借貸為中心,收錄於:財團法人人工智慧法律國際研究基金會主編,智慧交通與智慧金融之法律治理 | 2024 | 255-294 |
| 金融監理與金融科技,收錄於:詹鎮榮等主編,法律學研究成果回顧與社會影響性2001-2020(上) | 2024 | 664-687 |
| 從人工智慧法人格到人工智慧法律實體地位──資產隔離功能的法律經濟分析觀點,收錄於:李建良主編,人工智慧的法制基礎:破壞式創新的建構式法制 | 2024 | 287-330 |
| 重省制止行為訴訟與受託人義務於我國企業併購法制中的角色定位,收錄於:社團法人臺灣誠正經營學會,2023併購判決評選紀實 | 2024 | 72-85 |
| Ensuring the Board's Independence in Controlled Companies: An Enhanced Nominating Committee Proposal, in Current Legal Issues in American and Taiwanese Law (Laurent Mayali & Kuan-Ling Shen eds.) | 2023 | 429-460 |
| 論法院對公開發行公司財報通過程序的引導功能──以董事財報不實過失責任為例,收錄於:社團法人臺灣誠正經營學會,2022證券交易法財報不實判決評選紀實 | 2023 | 106-115 |
| Trust in a Trustless World: Crypto-Asset Custodians, Trusts and Trust Regulation in Taiwan, in Asia-Pacific Trust Laws, Volume 2: Adaptation in Context (Ying Khai Liew & Ying-Chieh Wu eds.) | 2022 | 111-128 |
| 人工智慧的美麗與哀愁,收錄於:李建良、林文源主編,人文社會的跨領域AI探索 | 2022 | 75-92 |
| Data Protection in the Big Data Era: The Broken Informed Consent Regime and the Way Forward, in Data Governance in AI, FinTech and LegalTech: Law and Regulation in the Financial Sector (Joseph Lee & Aline Darbellay eds.) | 2022 | 58-77 |
| Taiwan’s Trusts Law and Name-Borrowing Arrangements, in Asia-Pacific Trust Law: Theory and Practice in Context (Ying Khai Liew & Matthew Harding eds.) (co-authored with Wen-Yeu Wang) | 2021 | 251-270 |
| 論人工智慧的金融應用與金融監理法制,收錄於:張麗卿主編,人工智慧與法律挑戰 | 2021 | 512-529 |
| 論股東協議自由與其限制──以美國模範商業公司法為比較研究對象,收錄於:曾宛如主編,股東協議──論表決權拘束契約及表決權信託 | 2021 | 9-27 |
| 論商業法院的商事法制再造功能──釋字第770號解釋、企業併購法修正草案及商業法院的股份收買價格裁定,收錄於:許士宦等合著,商業事件審理法 | 2021 | 181-215 |
| 論證券監理法制與機構投資人之發展──以私募基金監理為中心,收錄於:二十一世紀財經法潮流—林國全教授榮退祝賀論文集 | 2020 | 337-358 |
| 人工智慧時代下的金融監理議題────以理財機器人監理為例,收錄於:李建良主編,法律思維與制度的智慧轉型 | 2020 | 467-501 |
| 公營事業部分民營化後公股股權之管理,收錄於:謝哲勝主編,公營事業股權轉讓法律與政策 | 2018 | 55-97 |
| Envisaging an East Asian Model of Corporate Governance: A Developmental State Perspective, in Legal Thoughts Between the East and the West in the Multilevel Legal Order: A Liber Amicorum in Honour of Professor Herbert Han-Pao Ma (Chang-Fa Lo et al. eds.) | 2016 | 445-474 |
| Reflection on the Prior Negotiation Exemption of Health-related Compulsory License under WTO: Started from Taiwan Tamiflu Compulsory License, in Scientific Evidence in International and European Law: Proceedings of the First Young Researchers Workshop on Science and Law (Maria Chiara Malaguti & Claudio Dordi eds.) | 2011 | 162-182 |
| 公司與公司負責人之侵權責任?法定責任?或社會責任?─評最高法院七十三年台上字第四三四五號判決,收錄於:判解研究彙編(十三):李模務實法學基金會九十七年第十三屆法學論文徵選得獎作品集 | 2009 | 143-163 |
| 重新省思我國內線交易之基本理論─評最高法院九十一年台上字第三○三七號判決,收錄於:判解研究彙編(十二):李模務實法學基金會九十六年第十二屆法學論文徵選得獎作品集(與黃志中合著,第一作者) | 2008 | 73-94 |
| 網路侵權行為之民事管轄權研究─評釋最高法院五十六年台抗字第三六九號判例,收錄於:判解研究彙編(十一):李模務實法學基金會九十五年第十一屆法學論文徵選得獎作品集 | 2007 | 115-136 |
獲獎紀錄
| 獲獎紀錄 | 獲獎日期 |
|---|---|
| 數位時代2026年度10大區塊鏈影響力人物 | 2025 |
| 國立臺灣大學113學年度專任教師教學傑出獎 | 2025 |
| 國家科學及技術委員會113年度吳大猷先生紀念獎 | 2024 |
| 國立臺灣大學112學年度傑出導師獎 | 2024 |
| 國立臺灣大學112學年度專任教師教學優良獎 | 2024 |
| 2023年蔡萬才法學研究獎 | 2023 |
| 國立臺灣大學111學年度專任教師教學優良獎 | 2023 |
| 第六屆華盛頓哥倫比亞特區金融科技週(6th Annual Washington DC FinTech Week 2022)研討會得獎文章 | 2022 |
| 國立臺灣大學110學年度專任教師教學優良獎 | 2022 |
| 國立臺灣大學109學年度專任教師教學優良獎 | 2021 |
| 科技部110年度新秀學者研究計畫 | 2021 |
| 2020年霖澤法學研究獎 | 2020 |
| 國立臺灣大學109年度法律學院服務優良獎 | 2020 |
| 國立臺灣大學108學年度專任教師教學優良獎 | 2020 |
