陳肇鴻 副教授

  • Name: Chao Hung Chen
  • Title: 副教授
  • Education: 英國倫敦大學法學博士
  • email: This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Research interests: 亞洲國家金融市場規範、金融科技、保險科技與法律、衍生商品法律、公司治理、亞洲金融法。

教師簡介

陳肇鴻副教授為倫敦大學(大學學院)法學博士(University College London, University of London)。自20097月至20211月,於新加坡管理大學(Singapore Management University)法學院擔任副教授及助理教授。主要教學及研究領域包括公司法及金融法(corporate and financial law),研究興趣為衍生商品及風險管理、公司治理、金融科技與金融交易的規範議題、金融消費者保護與紛爭解決等領域,除一般法律分析與比較法研究外,陳副教授亦以數據分析(data analysis)及實證研究(empirical studies)的方式來研究及討論法律政策與議題。

教師經歷

起始時間 結束時間 工作單位
2009 2021 新加坡管理大學(Singapore Management University)副教授、助理教授
2004 2006 倫敦大學學院契約法助教(tutor

期刊論文

期刊論文名稱
陳肇鴻,由金融控股公司法第16條之一修正草案論金融機構之關鍵人之適格性標準之建立,台灣法律人,30期,2023年12月,頁32-43
陳肇鴻,簡論虛擬貨幣交易平台的管制手段:兼評管理虛擬資產平台及交易業務事業(VASP)指導原則,月旦法學雜誌,343期,202312月,頁63-77
陳肇鴻,重思高齡客戶的金融消費者保護手段,月旦法學雜誌,339期,20238月,頁42-59
陳肇鴻,期貨經紀商平倉沖銷時的行為義務——評台北地方法院110年度金字第1號民事判決,台灣法律人,23期,頁128-139
 Chen, Christopher. 2023. “Regulation of the Use of Artificial Intelligence for Investment in the Insurance Industry.” In The Use of Artificial Intelligence in the Financial Sector: Opportunities and Regulatory Challenges, edited by Nydia Remolina and Aurelio Gurrea-Martinez, 271-293. Edward Elgar
Chen, Christopher, Guo, Re-Jin, and Lin, Lauren Yu-Hsin. 2023. “The Effect of Political Influence on Corporate Valuation: Evidence from Party Building Reform in China.” International Review of Law and Economics 73, 106120. Available online from 27 December 2022: https://www.sciencedirect.com/science/article/abs/pii/S014481882200076X or https://doi.org/10.1016/j.irle.2022.106120
陳肇鴻,定型化契約範本與市場參與者的行為選擇:以電子支付機構之使用者條款為例,月旦律評,12期,2023年3月,頁80-95
陳肇鴻董事會面對ESG目標的治理責任:以金融機構氣候風險管理為例,臺灣財經法學論叢,第5卷第1期,2023年1月,頁219-260
 陳肇鴻,金融消費評議中心於 2020年有關銀行業相關評議之實證分析,台灣法律人,第8期,20228月,頁86-101
 Chen, Christopher. 2022. “Jo Braithwaite, The Financial Courts: Adjudicating Disputes in Derivatives Markets [Cambridge: Cambridge University Press, 2020, 400pp, hb, £95].” Modern Law Review 85(1): 285-290 (*SSCI; Scopus)
 Chen, Christopher. 2022. “Data Governance by Insurance Companies in Singapore.” In Data Governance in AI, FinTech and RegTech: Law and Regulation in the Financial Sector, edited by Joseph Lee and Aline Darbellay. 145-168. Edward Elgar
 Chen, Christopher. 2022. “Corporate Governance Standards for Insurers in Singapore.” In The Governance of Insurance Undertakings, edited by Pierpaolo Marano and Kyriaki Noussia, 117-138. Springer
 Chen, Christopher. 2022. “Nudging Technology Companies Toward Better ESG: A Commentary on Taiwan’s Voluntary Approach.” USAII East-West Studies 2(7): https://usali.org/asia-pacific-symposium-essays/nudging-technology-companies-toward-better-esg-a-commentary-on-taiwans-voluntary-approach
 陳肇鴻,公司法制的數位化及COVID-19的挑戰:以股東會機制的演化為中心,台大法學論叢,第50 卷特刊,202111月,頁1239-1301 (*TSSCI)
 陳肇鴻,論金融機構外包服務及風險的規範機制,台灣法律人,第220218月,頁68-86
 Chen, Christopher, and Lin, Yu-Hsin. 2021. “Foreign Political Interference in the Governance of Listed Companies: A Market and Behavioral Analysis.” Duke Journal of Comparative and International Law 31: 301-349
 Lin, Lin, and Chen, Christopher. 2020. “The Promises and Perils of InsurTech.” Singapore Journal of Legal Studies 2020: 115-142  (*Scopus)
 Chen, Christopher. 2020. “Rethinking the Regulatory Sandbox for Financial Innovation: An Assessment of the UK and Singapore.” In Regulating FinTech in Asia: Global Context, Local Perspectives, edited by Mark Fenwick, Steven Van Uytsel, and Ying Bi, 11–30. Springer
 Chen, Christopher. 2020. “Regulation of Derivatives in Asia: When Technology Meets Financial Engineering.” In Research Handbook on Asian Financial Law, edited by Arner et al., 101-121, Edward Elgar
 Chen, Christopher, and Wan, Wai Yee. 2019. “Transnational Corporate Governance Codes: Lessons from Regulating Related Party Transactions in Hong Kong and Singapore.” Chinese (Taiwan) Yearbook of International Law and Affairs 36(2): 56-93
 Wan, Wai Yee, Chen, Christopher, and Goo, Say. 2019. “Public and Private Enforcement of Corporate and Securities Laws: An Empirical Comparison of Hong Kong and Singapore.” European Business Organisation Law Review 20(2): 319-361 (*SSCI; Scopus)
 Chen, Christopher. 2019. “A One-Size-Fits-All Approach to Corporate Governance Codes and Compliance by Smaller Listed Firms: An Examination of Companies Listed in Hong Kong and Singapore.” Berkeley Business Law Journal 15(2): 337-364
 Chen, Christopher. 2019. “Transparency of Insurance Contract Law in Singapore.” In Transparency in Insurance Contract Law, edited by Pierpaolo Marano and Kyriaki Noussia, 633-653. Springer
Gao, Simin, and Chen, Christopher. 2019. “Transnational Business Governance Interactions and Financial Regulation Change: A Case of Asian Financial Markets.”In Transnational Business Governance Interactions: Advancing Marginalized Actors and Enhancing Regulatory Quality, edited by Stepan Wood et al., 275-293, Edward Elgar
 Chen, Christopher. 2019. “Taiwan.” In Comparative Corporate Governance in Asia: A Comparative Approach, edited by Bruce Aronson and Joongi Kim, 325-352. Cambridge University Press
 Chen, Christopher. 2019. “Financial Services Law and Regulation by Dora Swee Suan Neo, Hans Tjio & Luh Luh Lan, eds [Singapore: SAL Academy Publishing, 2019.].” Singapore Journal of Legal Studies 2019: 489-491
 Chen, Christopher, Wan, Wai Yee, and Zhang, Wei. 2018. “Board Independence as a Panacea to Tunneling? An Empirical Study of Related Party Transactions in Hong Kong and Singapore.” Journal of Empirical Legal Studies 15(4) 987-1020 (*SSCI; Scopus)
 Wan, Wai Yee, Chen, Christopher, Xia, Chongwu, and Goo Say H. 2018. “Managing the Risk of Corporate Fraud: The Evidence from Hong Kong and Singapore.” Hong Kong Law Journal 48(1): 125-166 (*SSCI; Scopus)
 Chen, Christopher. 2018. “ASEAN Financial Integration and the Belt and Road Initiative: Legal Challenges and Opportunities for China in Southeast Asia.” In International Governance and the Rule of Law in China under the Belt and Road Initiative, edited by Yun Zhao, 163–96. Cambridge University Press
Chen, Christopher. 2017. “Extraterritoriality of the Regulations and Interconnections of the Derivatives Market: Legal Implications for East and Southeast Asia.” Masaryk University Journal of Law and Technology 11(2): 323-350 (*Scopus)
Chen, Christopher, Zhang, Wei, and Wan, Wai Yee. 2018. “Regulating Squeeze-outs and Delistings by Controlling Shareholders: the Divergence between Hong Kong and Singapore.” Journal of Corporate Law Studies 18(1): 185-216 (*SSCI; Scopus)
陳肇鴻,重思金融消費者保護之管制手段,月旦法學雜誌,266期,20177月,頁156-164
Niu, Zihan, and Chen, Christopher. 2017. “Social Capital of Directors and Corporate Governance: A Social Network Analysis.” Brooklyn Journal of Corporate, Financial & Commercial Law 11(2): 343-376
Gao, Simin, and Chen, Christopher. 2017. “Financial Transnationalism and Financial Regulation Change: A Case Study of Derivatives Markets.European Business Organisation Law Review 18(1): 193-233 (*SSCI; Scopus)
Chen, Christopher. 2017. “OTC Derivatives Regulation in Hong Kong and Singapore.” Brill Research Perspectives in International Banking and Securities Law 1(4): 1-50
Chen, Christopher. 2016. “Solving the Puzzle of Corporate Governance of State-Owned Enterprises: The Path of the Temasek Model in Singapore and Lessons for China.” Northwestern Journal of International Law and Business 36 (2): 303–370 (*SSCI; Scopus)
陳肇鴻,零售市場投資產品之法律糾紛、訴訟風險及投資人保護:台灣有關連動債及共同基金訴訟之實證研究,政大法學評論,141期,20156月,頁109-196 (*TSSCI)
Chen, Christopher. 2014. “Judicial Inactivitism in Protecting Financial Consumer against Predatory Sale of Retail Structured Products: A Reflection from Retail Structured Notes Lawsuits in Taiwan.” Columbia Journal of Asian Law 27: 165–220
Chen, Christopher. 2014. “Measuring the Transplantation of English Commercial Law in a Small Jurisdiction: An Empirical Study of Singapore’s Insurance Judgments between 1965 and 2012.” Texas International Law Journal 49 (3): 469–505
朱德芳與陳肇鴻,衍生性金融商品之內線交易禁止法律規制以規範客體範圍與民事賠償責任為核心,台大法學論叢,432期,20146月,頁419-487 (*TSSCI)
陳肇鴻,新加坡:海尼根併亞太釀酒,「管理層收購法律規範:理論與實務」(元照,20145月),頁295-311
Chen, Christopher. 2013. “The Resolution of the Structured Notes Fiasco in Hong Kong, Singapore, and Taiwan.” Company Lawyer 34 (4): 119–25
Chen, Christopher. 2013. “Regulation of Over-The-Counter Derivatives: A Comparative Study of Proposals in Singapore and Hong Kong.” In International Business Law in the 21st Century: Challenges and Issues in East Asia, edited by Yao-Ming Hsu and Yuichiro Tsuji, 221–242. Cambridge Independent Press
陳肇鴻,連動債糾紛之司法實踐—20092010年間相關判決之研究,中研院法學期刊,10期,20123月,頁161-223 (*TSSCI)
Chen, Christopher. 2011. “Product Due Diligence and the Suitability of Minibonds: Taking the Benefit of Hindsight.” Singapore Journal of Legal Studies 2011: 309–29
Wang, Wallace Wen-Yeu, and Chen, Christopher. 2011. “Liberalization of Taiwan’s Securities Markets – The Case of Cross-Taiwan-Strait Listings.” Banking and Finance Law Review 26: 259–82
陳肇鴻,由經濟觀點論金融市場上以衍生性商品進行市場投機之管制,台大法學論叢,393期,20109月,頁167-222 (*TSSCI)

研討會論文

暫無

專書

專書名稱 出版日期
 Chen, Christopher. Evolution of Law Against Payment Frauds (Routledge)  Forthcoming
 劉連煜、杜怡靜、林郁馨、陳肇鴻,「選任獨立董事與公司治理」(元照)  20137
Chen, Christopher. 2010. Trading Risk: The Contractual Nature of Derivative Instruments and Certain Regulatory Issues. VDM Verlag Dr. Müller.  2010

教師計畫

計畫類別 計劃名稱 起始日期 結束日期 職稱 備註
臺灣集中保管結算所股份有限公司  「金融科技發展與創新實驗條例」修法可行性  2023年11月 2024年7月 計畫主持人   
中央存款保險股份有限公司  系統性與非系統性風險下問題金融機構退場處理機制與案例研究  2023年7月 2024年3月 協同主持人  
國家科學及技術委員會  比較訴訟及金融消費評議中心之紛爭解決成效:反思金融消費者保護法制  2023年8月 2025年7月   計畫主持人  
國家科學及技術委員會  上市企業溫室氣體排放資訊揭露法制之比較研究  2022年10月 2023年9月  計畫主持人   
 Hong Kong Research Fund  The Politics of Corporate Governance in Chinese Firms  20199  20228  Co-investigator  
 Ministry of Education Tier 1 Research Grant (Singapore)  Political Interference in the Governance of State-owned Enterprises in China and Foreign Investor Protection: An Examination of China Community Party Control over Dually-Listed Chinese Companies  20189  20198  Principal investigator  
 Ministry of Education Tier 2 Research Grant (Singapore)  Legal Transplantation of Corporate and Securities Law in Singapore and Hong Kong  20161  201812  Co-investigator  
 Ministry of Education Tier 1 Research Grant (Singapore)  The Role of Law in Achieving Good Corporate Governance of State-owned Enterprises: A Comparative Study of the Legal Framework in Singapore and Taiwan  20143  20152  Principal investigator  

獲獎紀錄

獲獎類別 獎項名稱 獲獎年份 備註
  霖澤法學研究獎 2023 國立臺灣大學法律學院
   Lee Kong Chian Fellowship  2020-2021  Awarded by Singapore Management University
   Della Suantio Fellowship  2014-2016  Awarded by Singapore Management University
   Sing Lun Fellowship  2013-2014  Awarded by Singapore Management University